DFX Intelligence
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Reading the graph
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Advisor at K••••• A••••••• S•••••••• L••
Hartsville, SC | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 24, 2025 | n/a | yes | AUSTIN, TX|Hartsville, SC | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 10, 2025 | Sep 25, 2025 | no | MT. PLEASANT, SC|MT. PLEASANT, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 25, 2025 | Sep 24, 2025 | -1 | Firm change | Ibd to ibd |
| H••••••• C•••••• | L•• F•••••••• L•• | Jun 17, 2025 | Jun 10, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:283330:SC:2025-09-18 | Sep 25, 2025 | Sep 24, 2025 | MT PLEASANT, SC | Firm change |
| 122320:332277:SC:2024-12-18 | Dec 18, 2024 | Dec 20, 2024 | MOUNT PLEASANT, SC | Firm change |
| H••••••• C•••••• | Independent wealth | Dec 20, 2024 | Jun 17, 2025 | no | MT. PLEASANT, SC | Previous registration |
| M••••••• F•••••••• G••••• I••• | Former SEC adviser | Mar 30, 2023 | Dec 18, 2024 | no | Mount Pleasant, SC | Previous registration |
| Firm change |
| RIA to ibd |
| M••••••• F•••••••• G••••• I••• | H••••••• C•••••• | Dec 18, 2024 | Dec 20, 2024 | 2 | Firm change | RIA to new firm |