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Advisor at LPL FINANCIAL LLC
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Dec 29, 2000 | Jul 10, 2025 | no | COLORADO SPRINGS, CO | Previous registration |
| PAGEONE FINANCIAL, INC. | Former SEC adviser | Jan 1, 1999 | Oct 6, 2003 | no | WOODLAND PARK, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PAGEONE FINANCIAL, INC. | NEXT FINANCIAL GROUP, INC. | Oct 6, 2003 | Dec 29, 2000 | -1,011 | Firm change after gap | Other |