DFX Intelligence

G•• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

G•• C•••••• P•••••••• L••

CRD 285627

BRYAN, OH, OH

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Search this name across graphsid dfx:ria:a8cd035a-e19a-f71b-0695-3df303a7d46b

Data as of Jan 10, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2016 to Jan 10, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•• C•••••• F•••• L••	Other Private Fund	$0	Nov 16, 2016	0	Nov 16, 2016	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••••• E•••• C•••••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	11/2016	Nov 17, 2016	Jan 10, 2017
S••••••••• C•••••• A•••••	MANAGING MEMBER	D	yes	11/2016	Nov 17, 2016	Jan 10, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••••• W••••• P•••••••• L••	n/a	State registered	$32.3M	N	yes	n/a

Relationships

Affiliated with (1)

→ O•••••• W••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

← S••••••••• C•••••• A•••••OwnerMANAGING MEMBER, ownership code D, individual
Nov 17, 2016 to presentfactForm ADV
← O••••••• E•••• C•••••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 17, 2016 to presentfactForm ADV

Advises (1)

Dated events

Occurred
Oct 12, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8cd035a-e19a-f71b-0695-3df303a7d46b
First observed: Oct 12, 2016
Last observed: Jan 10, 2017 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.