DFX Intelligence

L••• D••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

L••• D••• F•••••

Advisor at R•••• I•••

DURHAM, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 13, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• I•••	No RAUM reported	Dec 10, 2012	n/a	yes	DURHAM, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 29, 2023	May 15, 2024	no	RALEIGH, NC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	n/a	May 15, 2024	n/a	n/a	Departure no registered destination	Departure
C• A•••• M••••••••• L••	W•••• F•••• A•••••••	Mar 19, 2015	Sep 29, 2023	3,116

Relationships

Registered with (7)

→ R•••• I•••Registered adviserregistration: previous registration
Jan 23, 2012 to Apr 11, 2012factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 29, 2023 to May 15, 2024factForm ADV
→ C• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 20, 2013 to Mar 19, 2015factForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
May 15, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.