DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MICHAEL WILSON MORELOCK

Advisor at LPL FINANCIAL LLC

GLEN ALLEN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8d51ebd-2179-3154-7f54-d0188768b8bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 13, 1995
First registration: Mar 21, 2000
Dual registered: yes, broker-dealer
Other names: MIKE MORELOCK|MICHAEL W MORELOCK
IAPD individual key: 2619402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 19, 2011	n/a	yes	GLEN ALLEN, VA	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Oct 6, 2009	Sep 22, 2011	no	MECHANICSVILLE, VA\|Midlothian, VA\|RICHMOND, VA\|MECHANICSVILLE, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 20, 2002	Oct 2, 2009	no	MECHANICSVILLE, VA\|ASHLAND, VA\|RICHMOND, VA	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Mar 21, 2000	Jun 20, 2002	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Sep 22, 2011	Sep 19, 2011	-3	Firm change	Other
WELLS FARGO ADVISORS	OSAIC INSTITUTIONS, INC.	Oct 2, 2009	Oct 6, 2009	4	Firm change	Other
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 20, 2002	Jun 20, 2002	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 19, 2011 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Oct 6, 2009 to Sep 22, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 20, 2002 to Oct 2, 2009factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Mar 21, 2000 to Jun 20, 2002factForm ADV

Dated events

No dated event names this entity yet.