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B••• A••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B••• A••• P••••••

Advisor at L•• F•••••••• L••

ROSENBERG, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:a8d91259-728f-2477-c0bd-803983875bae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 16, 2025	n/a	yes	AUSTIN, TX\|ROSENBERG, TX	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	May 28, 2020	Sep 4, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	L•• F•••••••• L••	Sep 4, 2025	May 16, 2025	-111	Channel change	Ibd to ibd
E•••••••• A•••••••• L••	N••• F•••••••• G••••• I•••	Jan 28, 2011

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
May 28, 2020 to Sep 4, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 6, 2010 to Jan 28, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8d91259-728f-2477-c0bd-803983875bae
First observed: Oct 6, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.