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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

NERDWALLET ADVISORY, LLC

CRD 281485

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8dd3bef-e693-993d-8808-e9f2075ac949

Data as of Feb 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2015 to Feb 6, 2017
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 11
Advisory employees: 7
SEC number: 801-106979
CRD: 281485
Filings on the tape: 6
First filed: Nov 20, 2015
Latest filed: Feb 6, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHEN, TIM, CHAO-MING	Member	C	yes	08/2015	Nov 20, 2015	Feb 6, 2017
CHEN, TIM, CHAO-MING	CHIEF EXECUTIVE OFFICER	Na	yes	08/2015	Nov 20, 2015	Feb 6, 2017
LATTUGA, ROBERT, LAWRENCE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Feb 6, 2017	Feb 6, 2017
NERDWALLET, INC.	MANAGING MEMBER	E	yes	08/2015	Nov 20, 2015	Feb 6, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Relationships

Controls (3)

← CHEN, TIM, CHAO-MINGOwnerMEMBER, ownership code C, individual
Nov 20, 2015 to presentfactForm ADV
← LATTUGA, ROBERT, LAWRENCEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 6, 2017 to presentfactForm ADV
← NERDWALLET, INC.OwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 20, 2015 to presentfactForm ADV

Dated events

Occurred
Nov 20, 2015
First Form ADV filing
Nerdwallet Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8dd3bef-e693-993d-8808-e9f2075ac949
First observed: Nov 20, 2015
Last observed: Feb 6, 2017 117 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NERDWALLET ADVISORY, LLC

CRD 281485

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8dd3bef-e693-993d-8808-e9f2075ac949

Data as of Feb 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHEN, TIM, CHAO-MING

Member

yes

08/2015

Nov 20, 2015

Feb 6, 2017

CHEN, TIM, CHAO-MING

CHIEF EXECUTIVE OFFICER

yes

08/2015

Nov 20, 2015

Feb 6, 2017

LATTUGA, ROBERT, LAWRENCE

CHIEF COMPLIANCE OFFICER

yes

01/2017

Feb 6, 2017

NERDWALLET, INC.

MANAGING MEMBER

yes

08/2015

Nov 20, 2015

Feb 6, 2017

City

State

Country

Employees

Also broker-dealer

n/a