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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Alan David Childs

Advisor at U.S. BANCORP ADVISORS, LLC

Elsmere, KY | Fort Mitchell, KY | Covington, KY | Crestview Hills, KY

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Search this name across graphsid dfx:ria:a8df8645-d989-67dc-9a2b-9e98945b43a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 7, 2015
First registration: Mar 9, 2016
Dual registered: yes, broker-dealer
Other names: Alan David Chaney|Alan Childs
IAPD individual key: 6530625

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Elsmere, KY\|Fort Mitchell, KY\|Covington, KY\|Crestview Hills, KY	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 8, 2021	Feb 13, 2026	no	SAINT PAUL, MN\|Elsmere, KY\|Covington, KY\|Crestview Hills, KY\|Fort Mitchell, KY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 20, 2017	Jun 30, 2021	no	CINCINNATI, OH\|FT. THOMAS, KY\|CINCINNATI, OH\|CINCINNATI, OH\|MIDDLETOWN, OH\|OXFORD, OH\|CINCINNATI, OH\|OXFORD, OH\|MIDDLETOWN, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 9, 2016	Nov 8, 2017	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	U.S. BANCORP INVESTMENTS, INC.	Jun 30, 2021	Sep 8, 2021	70	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Nov 8, 2017	Dec 20, 2017	42	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 8, 2021 to Feb 13, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 20, 2017 to Jun 30, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 9, 2016 to Nov 8, 2017factForm ADV

Dated events

No dated event names this entity yet.