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Advisor at JANNEY MONTGOMERY SCOTT LLC
Glastonbury, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Sep 27, 2021 | n/a | yes | Glastonbury, CT | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 15, 2020 | Jan 20, 2021 | no | West Hartford, CT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 9, 2020 | Sep 30, 2020 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Jan 20, 2021 | Sep 27, 2021 | 250 | Firm change | Wirehouse to ibd |
| EQUITABLE ADVISORS, LLC | MORGAN STANLEY | Sep 30, 2020 | Oct 15, 2020 | 15 | Firm change | Ibd to wirehouse |