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S•••••• R••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S•••••• R••••• F•••••••••

Advisor at T•• P••••••• F•••••••• G••••

ROCKVILLE CENTRE, NY | BROOKLYN, NY

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Search this name across graphsid dfx:ria:a8e8a049-c15b-adbe-2684-36e26a18ba21

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Aug 23, 2026	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 12, 2020	n/a	yes	BROOKLYN, NY	Current employment

Relationships

Registered with (2)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Aug 23, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 12, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8e8a049-c15b-adbe-2684-36e26a18ba21
First observed: Jun 1, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.