DFX Intelligence

S•••• G••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••• G••••• S••••

Advisor at N••••••• M•••••• C•••••• L••

FOX ISLAND, WA

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Search this name across graphsid dfx:ria:a8fabe51-61d2-86e8-423a-726cf91e962a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• M•••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 21, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• M•••••• C•••••• L••	State registered	Feb 26, 2025	n/a	yes	FOX ISLAND, WA	Current employment
S•••• I••••••••• M••••••••• I•••	Former SEC adviser	Jul 28, 2008	Nov 13, 2024	no	GIG HARBOR, WA\|Gig Harbor, WA\|Gig Harbor, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••••••• M••••••••• I•••	N••••••• M•••••• C•••••• L••	Nov 13, 2024	Feb 26, 2025	105	Firm change	Other
K•••••• C•••••• M•••••• I•••	S•••• I••••••••• M••••••••• I•••	Feb 16, 2007	Jul 28, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
143629:332937:WA:2024-11-13	Nov 13, 2024	Feb 26, 2025	GIG HARBOR, WA	Firm change

Relationships

Registered with (4)

→ N••••••• M•••••• C•••••• L••Registered adviserregistration: current employment
Feb 26, 2025 to presentfactForm ADV
→ S•••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2008 to Nov 13, 2024factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 20, 2006 to Feb 16, 2007factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Nov 13, 2024
Advisor changed firm
S•••• G••••• S•••• left S•••• I••••••••• M••••••••• I••• for N••••••• M•••••• C•••••• L•• (registered 2025-02-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8fabe51-61d2-86e8-423a-726cf91e962a
First observed: Oct 2, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.