DFX Intelligence

C•••• W•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••• W•••••• D••••••

Advisor at O••••••••• S••••••••• I•••

CARMEL, IN | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:a90632d3-cbe8-f6e5-757d-a86d3c8ac16b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	Dec 1, 2009	n/a	yes	CARMEL, IN\|INDIANAPOLIS, IN	Current employment
N•• A•••••••• I•••	n/a	Mar 10, 2009	Oct 8, 2009	no	INDIANAPOLIS, IN\|BRYAN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••••• I•••	O••••••••• S••••••••• I•••	Oct 8, 2009	Dec 1, 2009	54	Firm change	Other
T••••••••• F•••••••• A•••••••• L••	N•• A•••••••• I•••	Mar 16, 2009	Mar 10, 2009

Relationships

Registered with (3)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 1, 2009 to presentfactForm ADV
→ N•• A•••••••• I•••Registered adviserregistration: previous registration
Mar 10, 2009 to Oct 8, 2009factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2008 to Mar 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a90632d3-cbe8-f6e5-757d-a86d3c8ac16b
First observed: Jul 15, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.