DFX Intelligence

R•••• L•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

R•••• L•••••• R••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

Alexandria, VA | AUSTIN, TX

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Search this name across graphsid dfx:ria:a9168ace-389a-c0ef-586f-e256a178c335

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Aug 12, 2026	n/a	yes	Alexandria, VA\|AUSTIN, TX	Current employment
E••••• J••••	National bd RIA	Jul 10, 2009	Aug 12, 2026	no	ST LOUIS, MO\|Falls Church, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••• P•••••• W••••• S•••••••• L••	Aug 12, 2026	Aug 12, 2026	0	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 10, 2009 to Aug 12, 2026factForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9168ace-389a-c0ef-586f-e256a178c335
First observed: Jul 10, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.