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J••••• M• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

J••••• M• W••••••

Advisor at C••• P•••••• W••••• A•••••••• I•••

DENVER, CO

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Search this name across graphsid dfx:ria:a9176c09-4f61-217a-5807-cdd69ae8651b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Jun 2, 2022	n/a	yes	DENVER, CO	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 14, 2016	Jun 6, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	C••• P•••••• W••••• A•••••••• I•••	Jun 6, 2018	Jun 2, 2022	1,457	Firm change after gap	Wirehouse to ibd
C••••• C••••••• L••	J••• M••••• S••••••••• L••	Mar 29, 2016

Relationships

Registered with (3)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 2, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2016 to Jun 6, 2018factForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Mar 4, 2013 to Mar 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9176c09-4f61-217a-5807-cdd69ae8651b
First observed: Mar 4, 2013
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.