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S••• J•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••• J•••• B•••••••••

Advisor at J••• M••••• S••••••••• L••

SPRING, TX

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Search this name across graphsid dfx:ria:a926aa03-a751-4a38-f1cc-a11e05c3d263

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 17, 2025	n/a	yes	SPRING, TX	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Jul 14, 2025	no	CONROE, TX\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	J••• M••••• S••••••••• L••	Jul 14, 2025	Nov 17, 2025	126	Firm change	Ibd to wirehouse
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
104555:79:MA:2025-04-10	Jul 14, 2025	Nov 17, 2025	BOSTON, MA	Firm change
42803:288590:TX:2023-05-30	May 31, 2023	May 20, 2024	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Jul 14, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 20, 2024 to Mar 31, 2025factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
S••• J•••• B••••••••• left S•••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
May 31, 2023
Advisor changed firm
S••• J•••• B••••••••• left V•••• F•••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a926aa03-a751-4a38-f1cc-a11e05c3d263
First observed: Feb 7, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.