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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Tom Arthur McDermott

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:a926bc1c-a403-3a32-28ae-d37e5fb4bbbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 23, 2004
First registration: Jan 16, 2009
Dual registered: yes, broker-dealer
Other names: TOM A MCDERMOTT
IAPD individual key: 2494169

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 23, 2017	Jun 14, 2024	no	LA VISTA, NE	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	Dec 12, 2011	Aug 25, 2016	no	OMAHA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 16, 2009	Dec 31, 2009	no	LA VISTA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Aug 25, 2016	Feb 23, 2017	182	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Dec 31, 2009	Dec 12, 2011	711	Firm change after gap	Other

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 23, 2017 to Jun 14, 2024factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 12, 2011 to Aug 25, 2016factForm ADV

Dated events

No dated event names this entity yet.