DFX Intelligence

R•••••• W•••••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R•••••• W•••••• I•••••

Advisor at G••••••• W••••• A•••••••• L••

JOHNSON CITY, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a93f0e2d-22a6-45f6-a6a5-abe62303057f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• A•••••••• L••	Independent wealth	Apr 6, 2022	n/a	yes	JOHNSON CITY, TN	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jul 19, 2012	Apr 1, 2022	no	JOHNSON CITY, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	G••••••• W••••• A•••••••• L••	Apr 1, 2022	Apr 6, 2022	5	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105662:305412:TN:2022-04-01	Apr 1, 2022	Apr 6, 2022	JOHNSON CITY, TN	Firm change

Relationships

Registered with (2)

→ G••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Jul 19, 2012 to Apr 1, 2022factForm ADV

Dated events

Occurred
Apr 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a93f0e2d-22a6-45f6-a6a5-abe62303057f
First observed: Jul 19, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.