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Advisor at LPL FINANCIAL LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 1, 2023 | n/a | yes | AUSTIN, TX | Current employment |
| CRI SECURITIES, LLC | Former SEC adviser | Aug 10, 2018 | Oct 25, 2021 | no | SAN DIEGO, CA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 10, 2018 | Aug 11, 2023 | no | San Diego, CA|ST. PAUL, MN | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Mar 13, 2017 | Aug 2, 2018 | no | San Antonio, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Aug 11, 2023 | Aug 1, 2023 | -10 | Firm change | RIA to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Oct 25, 2021 | Aug 10, 2018 | -1,172 | Bulk transfer | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | CRI SECURITIES, LLC | Aug 2, 2018 | Aug 10, 2018 | 8 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164663:22589:TX:2018-08-02 | Aug 2, 2018 | Aug 10, 2018 | SAN ANTONIO, TX | Firm change |