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Advisor at PARK AVENUE SECURITIES LLC
Ardmore, PA | LANCASTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Apr 17, 2013 | n/a | yes | LANCASTER, PA|Ardmore, PA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 18, 2007 | Apr 18, 2011 | no | PLYMOUTH MEETING, PA|PLYMOUTH MEETING, PA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 28, 2002 | Jun 7, 2005 | no | KING OF PRUSSIA, PA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Dec 10, 1996 | Oct 23, 2002 | no | KING OF PRUSSIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | PARK AVENUE SECURITIES LLC | Apr 18, 2011 | Apr 17, 2013 | 730 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | MSI FINANCIAL SERVICES, INC. | Jun 7, 2005 | Sep 18, 2007 | 833 | Firm change after gap | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | PRINCIPAL SECURITIES, INC. | Oct 23, 2002 | Oct 28, 2002 | 5 | Firm change | Other |