DFX Intelligence

R•••••• C• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R•••••• C• B•••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Saint John, FL

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Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2013 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Sep 21, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|Saint John, FL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 11, 2017	Feb 12, 2018	no	Orlando, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	E•••••• A••••••• G••••• L••	Feb 12, 2018	Sep 21, 2026	3,143	Firm change after gap	Ibd to ibd
V••• F•••••••• P•••••••• L••	C•••••• S••••• • C••• I•••	Dec 13, 2016	Oct 11, 2017

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 11, 2017 to Feb 12, 2018factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2015 to Dec 13, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 1 bookkeeping event

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 9, 2013
Last observed: Sep 22, 2026 2 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.