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Advisor at LPL FINANCIAL LLC
DETROIT, MI | FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 12, 2015 | n/a | yes | FARMINGTON HILLS, MI|DETROIT, MI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jan 5, 2015 | no | DETROIT, MI|DETROIT, MI|DETROIT, MI|WARREN, MI|DETROIT, MI|DETROIT, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 28, 2009 | Oct 1, 2012 | no | DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|HARPER WOODS, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI|DETROIT, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Jan 5, 2015 | Jan 12, 2015 | 7 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:6413:MI:2015-01-05 | Jan 5, 2015 | Jan 12, 2015 | DETROIT, MI | Firm change |