DFX Intelligence

J•••• C••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• C••••• W•••

Advisor at O•••• W•••••• I•••

BILLINGS, MT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 6, 2022	n/a	yes	BILLINGS, MT	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Jan 10, 2011	May 3, 2022	no	BILLINGS, MT\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	O•••• W•••••• I•••	May 3, 2022	Apr 6, 2022	-27	Firm change	Ibd to ibd
R•• C•••••• M••••••• L••	F•••• F•••••••• E••••• C•••••••••	Jan 13, 2011	Jan 10, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:23131:AZ:2022-05-03	May 3, 2022	Apr 6, 2022	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Jan 10, 2011 to May 3, 2022factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 15, 2001 to Jan 13, 2011factForm ADV

Dated events

Order

Occurred
3 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 15, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.