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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Robert Francis Walsh

Advisor at CENTAURUS FINANCIAL, INC.

SHELTON, CT

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Search this name across graphsid dfx:ria:a959cf38-3fd5-a482-977c-944315229b2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 18
Exams: S63|S65
First exam: Dec 10, 1997
First registration: Dec 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1236262

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jun 1, 2017	n/a	yes	SHELTON, CT	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Mar 28, 2013	Jun 1, 2017	no	HOLBROOK, NY	Previous registration
SOUND ASSET MANAGEMENT GROUP, LLC	Former SEC adviser	Mar 27, 2008	Jan 11, 2017	no	BRIDGEPORT, CT\|BROOKLYN, NY	Previous registration
SOUND ASSET MANAGEMENT, INC.	n/a	Jul 26, 2005	Mar 28, 2008	no	BRIDGEPORT, CT	Previous registration
PFA/PINNACLE FINANCIAL ADVISORS	n/a	Dec 9, 2002	Dec 31, 2004	no	WHITE PLAINS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	CENTAURUS FINANCIAL, INC.	Jun 1, 2017	Jun 1, 2017	0	Firm change	Other
SOUND ASSET MANAGEMENT GROUP, LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Jan 11, 2017	Mar 28, 2013	-1,385	Firm change after gap	Other
SOUND ASSET MANAGEMENT, INC.	SOUND ASSET MANAGEMENT GROUP, LLC	Mar 28, 2008	Mar 27, 2008	-1	Firm change	Other
PFA/PINNACLE FINANCIAL ADVISORS	SOUND ASSET MANAGEMENT, INC.	Dec 31, 2004	Jul 26, 2005	207	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112697:30833:NY:2017-06-01	Jun 1, 2017	Jun 1, 2017	HOLBROOK, NY	Firm change

Relationships

Registered with (5)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
Jun 1, 2017 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Mar 28, 2013 to Jun 1, 2017factForm ADV
→ SOUND ASSET MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 27, 2008 to Jan 11, 2017factForm ADV
→ SOUND ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 26, 2005 to Mar 28, 2008factForm ADV
→ PFA/PINNACLE FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2002 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.