DFX Intelligence

C•••••• L••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

C•••••• L••••••• A•••••

Advisor at I•••• I• F••••••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:a95f4c0f-3570-4be8-6b74-67c226dd5339

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 3, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••• I• F••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 5, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••• I• F••••••	State registered	Dec 8, 2025	n/a	yes	BOCA RATON, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Apr 3, 2013	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I•••• I• F••••••	Apr 3, 2013	Dec 8, 2025	4,632	Firm change after gap	Wirehouse to state RIA
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Relationships

Registered with (3)

→ I•••• I• F••••••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Apr 3, 2013factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Jan 3, 1997 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a95f4c0f-3570-4be8-6b74-67c226dd5339
First observed: Jan 3, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.