DFX Intelligence

R••• S•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant19 years in industry

R••• S•••• W•••••

Advisor at O•••••••••

OVERLAND PARK, KS | PHOENIX, AZ

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Search this name across graphsid dfx:ria:a967b52c-9aa2-107f-21f9-fe88225c36ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jun 24, 2026	n/a	yes	OVERLAND PARK, KS\|PHOENIX, AZ	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Aug 4, 2021	Jun 23, 2026	no	Tempe, AZ\|Tempe, AZ\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	O•••••••••	Jun 23, 2026	Jun 24, 2026	1	Firm change	Other
M•• I•••••••• S•••••••• L••	W•••• I••••••••• A•••••••• L••	Dec 31, 2010	Aug 4, 2021

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 4, 2021 to Jun 23, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 20, 2007 to Dec 31, 2010factForm ADV

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a967b52c-9aa2-107f-21f9-fe88225c36ed
First observed: Aug 20, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.