DFX Intelligence

N•••• L• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

N•••• L• H••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Topeka, KS

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Search this name across graphsid dfx:ria:a97f5488-c79b-ba5a-f353-c8862f22465d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 4, 2026	n/a	yes	Topeka, KS	Current employment
E••••• J••••	National bd RIA	Oct 14, 2024	Feb 10, 2026	no	TOPEKA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 10, 2026	Feb 4, 2026	-6	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149018:KS:2026-02-05	Feb 10, 2026	Feb 4, 2026	TOPEKA, KS	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 14, 2024 to Feb 10, 2026factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
N•••• L• H•••••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a97f5488-c79b-ba5a-f353-c8862f22465d
First observed: Oct 14, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.