DFX Intelligence

D•••••• A•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D•••••• A•••••• D•••••••••

Advisor at I••••••• W••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a9801906-f6c0-a33a-6192-87202ce35c13

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• W••••• A••••••• L••	Independent wealth	Mar 25, 2026	n/a	yes	MELVILLE, NY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 1, 2023	n/a	yes	Melville, NY\|New York, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	C••••••••• F•••••••• N••••••	May 11, 2023	May 1, 2023	-10	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ I••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2021 to May 11, 2023factForm ADV

Dated events

Occurred
May 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9801906-f6c0-a33a-6192-87202ce35c13
First observed: Jun 30, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.