DFX Intelligence

J••• R•••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

J••• R•••••• L•••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

PITTSBURGH, PA | Pittsburgh, PA

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Search this name across graphsid dfx:ria:a983e8e0-6b08-7328-2239-19573bd7d835

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 2, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jul 31, 2007	n/a	yes	PITTSBURGH, PA\|Pittsburgh, PA	Current employment
R••• B••• • C••	n/a	Aug 8, 2005	Jul 31, 2007	no	PITTSBURGH, PA\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• B••• • C••	S•••••• N••••••• • C••••••• I•••••••••	Jul 31, 2007	Jul 31, 2007	0	Bulk transfer	Other

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jul 31, 2007 to presentfactForm ADV
→ R••• B••• • C••Registered adviserregistration: previous registration
Aug 8, 2005 to Jul 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a983e8e0-6b08-7328-2239-19573bd7d835
First observed: Aug 8, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.