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I•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

I•• W••••• M••••••••• L••

CRD 299318

MIAMI, FL

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Search this name across graphsid dfx:ria:a98b008a-e6d4-2e95-410d-e5ef99c4e5c1

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Dec 5, 2018 to Mar 18, 2024
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $109MItem 5.F on the latest filing (2024-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11.8M
Private client RAUM: $17.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• E••••• G••••••••• L•••	Shareholder	E	yes	07/2020	Dec 5, 2018	Mar 18, 2024
I•• B••••••• I•••	Owner	E	yes	07/2020	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• I•••••••• S•••••••• L••	n/a	n/a	n/a	N	yes	n/a
I••••••••• F•••••• B•••	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$109M	$136M	-19.8%	$150M	-10.2%	9	6	1	0

Relationships

Controls (5)

← S••••••• C••••••• B••••OwnerMANAGING PRINICPAL, ownership code NA, individual
Dec 5, 2018 to presentfactForm ADV
← F••••• E••••• G••••••••• L•••OwnerSHAREHOLDER, ownership code E, individual
Dec 5, 2018 to presentfactForm ADV
← M••• R•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2022 to presentfactForm ADV
← I•• B••••••• I•••OwnerOWNER, ownership code E, domestic entity
Mar 31, 2021 to presentfact

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
I•• W••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $108.9M)
Form ADVobserved 7 days ago
$109M
Occurred
Oct 18, 2024
Advisor changed firm
Maria Elizabeth Lacasa left I•• W••••• M••••••••• L•• for Kaufman Rossin Wealth, Llc (registered 2025-05-01)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2022
Control person left
Q Maria Dewitt (Chief Compliance Officer) no longer on Schedule A of I•• W••••• M••••••••• L•• (listed 2021-09-02, absent 2022-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a98b008a-e6d4-2e95-410d-e5ef99c4e5c1
First observed: Dec 5, 2018
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.