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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Nicholas Matthew Van Noort

Advisor at SG FINANCIAL

HENDERSON, NV

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Search this name across graphsid dfx:ria:a98f6af5-1f92-3ec8-122d-1901757086cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SG FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63|S66
First exam: Feb 11, 2014
First registration: Apr 22, 2014
Dual registered: no
Other names: NICHOLAS M VAN NOORT|Nicholas Van Noort|NICK VAN NOORT|NICHOLAS VANNOORT|NICHOLAS MATTHEW VANNOORT|Nicholas Van Noort|NICHOLAS MATTHEW VAN NOORT
IAPD individual key: 6145851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SG FINANCIAL	State registered	Mar 18, 2025	n/a	yes	HENDERSON, NV	Current employment
MOLEI FINANCIAL	n/a	May 13, 2021	Mar 31, 2023	no	Las Vegas, NV\|ELMHURST, IL	Previous registration
INNOVATIVE ADVISER SOLUTIONS, LLC	Former SEC adviser	Oct 21, 2020	May 4, 2021	no	Henderson, NV\|SEATTLE, WA	Previous registration
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Oct 7, 2019	Nov 6, 2020	no	Henderson, NV\|SEATTLE, WA\|SEATTLE, WA	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jul 20, 2017	Jan 16, 2018	no	Denver, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 19, 2017	Jun 27, 2017	no	BROOMFIELD, CO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 22, 2014	Oct 1, 2014	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOLEI FINANCIAL	SG FINANCIAL	Mar 31, 2023	Mar 18, 2025	718	Firm change after gap	Other
INNOVATIVE ADVISER SOLUTIONS, LLC	MOLEI FINANCIAL	May 4, 2021	May 13, 2021	9	Firm change	Other
EK RILEY INVESTMENTS, LLC	INNOVATIVE ADVISER SOLUTIONS, LLC	Nov 6, 2020	Oct 21, 2020	-16	Firm change	RIA to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EK RILEY INVESTMENTS, LLC	Jan 16, 2018	Oct 7, 2019	629	Firm change after gap	Other
STRATEGIC ADVISERS LLC	PERSONAL CAPITAL ADVISORS CORPORATION	Jun 27, 2017	Jul 20, 2017	23	Firm change	Other
MML INVESTORS SERVICES, LLC	STRATEGIC ADVISERS LLC	Oct 1, 2014	Jan 19, 2017	841	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121003:289191:WA:2020-11-06	Nov 6, 2020	Oct 21, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (7)

→ SG FINANCIALRegistered adviserregistration: current employment
Mar 18, 2025 to presentfactForm ADV
→ MOLEI FINANCIALRegistered adviserregistration: previous registration
May 13, 2021 to Mar 31, 2023factForm ADV
→ INNOVATIVE ADVISER SOLUTIONS, LLCRegistered adviserregistration: previous registration
Oct 21, 2020 to May 4, 2021factForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 7, 2019 to Nov 6, 2020factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jul 20, 2017 to Jan 16, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 19, 2017 to Jun 27, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 22, 2014 to Oct 1, 2014factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
Nicholas Matthew Van Noort left Molei Financial for Sg Financial (registered 2025-03-18)
Form ADVobserved 6 days ago