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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

PAUL HARNEY

Advisor at LPL ENTERPRISE, LLC

WARWICK, RI | East Falmouth, MA

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Search this name across graphsid dfx:ria:a992e097-4c8a-b63b-2d3f-47b4f9edd29d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 26, 2004
First registration: Oct 15, 2007
Dual registered: yes, broker-dealer
Other names: PAUL HARNEY|PAUL JOSEPH HARNEY
IAPD individual key: 4751126

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Apr 10, 2025	n/a	yes	East Falmouth, MA\|WARWICK, RI	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jun 16, 2022	Oct 27, 2023	no	GREENWOOD VILLAGE, CO	Previous registration
CONDON WEALTH MANAGEMENT, INC.	Independent wealth	Feb 6, 2017	Jun 2, 2022	no	PLYMOUTH, MA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Oct 27, 2014	Jan 5, 2017	no	FALMOUTH, MA\|FALMOUTH, MA\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Jan 28, 2014	Oct 20, 2014	no	FARMINGVILLE, NY\|EAST FALMOUTH, MA	Previous registration
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC	Former SEC adviser	Oct 15, 2007	Jan 6, 2014	no	EASTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	LPL ENTERPRISE, LLC	Oct 27, 2023	Apr 10, 2025	531	Firm change after gap	Ibd to ibd
CONDON WEALTH MANAGEMENT, INC.	EMPOWER ADVISORY GROUP, LLC	Jun 2, 2022	Jun 16, 2022	14	Firm change	RIA to ibd
INVESTMENT PROFESSIONALS, INC.	CONDON WEALTH MANAGEMENT, INC.	Jan 5, 2017	Feb 6, 2017	32	Firm change	Other
PLANMEMBER SECURITIES CORPORATION	INVESTMENT PROFESSIONALS, INC.	Oct 20, 2014	Oct 27, 2014	7	Firm change	Other
INVESTMENT ADVISORS ASSET MANAGEMENT, LLC	PLANMEMBER SECURITIES CORPORATION	Jan 6, 2014	Jan 28, 2014	22	Firm change	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jun 16, 2022 to Oct 27, 2023factForm ADV
→ CONDON WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 6, 2017 to Jun 2, 2022factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Oct 27, 2014 to Jan 5, 2017factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 28, 2014 to Oct 20, 2014factForm ADV
→ INVESTMENT ADVISORS ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 15, 2007 to Jan 6, 2014factForm ADV

Dated events

Occurred
Oct 27, 2023
Advisor changed firm
Paul Harney left Empower Advisory Group, Llc for Lpl Enterprise, Llc (registered 2025-04-10)
Form ADVobserved 4 days ago
Occurred
Jun 2, 2022
Advisor changed firm
Paul Harney left Condon Wealth Management, Inc. for Empower Advisory Group, Llc (registered 2022-06-16)
Form ADVobserved 4 days ago