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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

ARTHUR ERNEST BAIRD

Advisor at LPL FINANCIAL LLC

SHAVERTOWN, PA

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Search this name across graphsid dfx:ria:a99850ef-930f-c340-2405-c8f22af4d417

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 19, 1992
First registration: Jun 2, 2003
Dual registered: yes, broker-dealer
Other names: ARTHUR E BAIRD
IAPD individual key: 2184348

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 27, 2025	n/a	yes	SHAVERTOWN, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Jul 30, 2025	no	LUZERNE, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Jun 29, 2023	no	WILLIAMSPORT, PA\|DALLAS, PA\|LUZERNE, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 22, 2020	Jun 9, 2021	no	PITTSTON, PA\|DALLAS, PA\|LUZERNE, PA\|WILKES BARRE, PA\|DALLAS, PA\|FORTY FORT, PA\|WILKES BARRE, PA\|SUGARLOAF, PA\|WILLIAMSPORT, PA\|HAZLETON, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 19, 2016	Apr 17, 2020	no	WILLIAMSPORT, PA\|DALLAS, PA\|DALLAS, PA\|SWOYERSVILLE, PA\|WYOMING, PA\|DALLAS, PA\|WILKES BARRE, PA\|SUGARLOAF, PA\|WILKES BARRE, PA\|PITTSTON, PA\|LUZERNE, PA\|FORTY FORT, PA\|HAZLETON, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Nov 2, 2005	no	WEST PITTSTON, PA\|PLYMOUTH, PA\|DALLAS, PA\|KINGSTON, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 2, 2003	Jan 1, 2004	no	DALLAS, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Jul 30, 2025	Aug 27, 2025	28	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	VOYA FINANCIAL ADVISORS, INC.	Nov 2, 2005	Dec 19, 2016	4,065	Firm change after gap	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:PA:2025-07-30	Jul 30, 2025	Aug 27, 2025	LUZERNE, PA	Firm change
2882:13572:PA:2021-06-09	Jun 9, 2021	Jun 9, 2021	HAZLETON, PA	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 27, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Jul 30, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Jun 29, 2023factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 22, 2020 to Jun 9, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Nov 2, 2005factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 2, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
Arthur Ernest Baird left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-08-27)
Form ADVobserved 5 days ago