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Advisor at NEXGEN INVESTMENTS LLC
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEXGEN INVESTMENTS LLC | State registered | Aug 18, 2022 | n/a | yes | GREENWICH, CT | Current employment |
| UNITED MARITIME CAPITAL LLC | Former SEC adviser | Jul 2, 2021 | Nov 10, 2022 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 17, 2010 | Dec 3, 2014 | no | New York, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED MARITIME CAPITAL LLC | NEXGEN INVESTMENTS LLC | Nov 10, 2022 | Aug 18, 2022 | -84 | Firm change after gap | RIA to state RIA |
| MORGAN STANLEY | UNITED MARITIME CAPITAL LLC | Dec 3, 2014 | Jul 2, 2021 | 2,403 | Firm change after gap | Wirehouse to RIA |