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T••••• M•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

T••••• M•••••• P•••••••

Advisor at K•••••••• W••••• A•••••••

SPRINGBORO, OH

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Search this name across graphsid dfx:ria:a9b28876-03bc-accb-c146-583304e502dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••	Independent wealth	Aug 22, 2025	n/a	yes	SPRINGBORO, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 10, 2021	Aug 22, 2025	no	MIDDLETOWN, OH\|SAN DIEGO, CA\|MIDDLETOWN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K•••••••• W••••• A•••••••	Aug 22, 2025	Aug 22, 2025	0	Firm change	Ibd to RIA
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	May 10, 2021	May 10, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:OH:2021-05-03	May 10, 2021	May 10, 2021	FRANKLIN, OH	Firm change

Relationships

Registered with (6)

→ K•••••••• W••••• A•••••••Registered adviserregistration: current employment
Aug 22, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 10, 2021 to Aug 22, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to May 10, 2021factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Aug 22, 2025
Advisor changed firm
T••••• M•••••• P••••••• left L•• F•••••••• L•• for K•••••••• W••••• A••••••• (registered 2025-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9b28876-03bc-accb-c146-583304e502dd
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.