DFX Intelligence

V•••••• J•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

V•••••• J•••• P•••••••

Advisor at N•••• G••••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:a9c5acbc-a34b-61bc-07a3-ca96cfabc3b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• G••••	Independent wealth	Dec 8, 2020	n/a	yes	ROCHESTER, NY	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Aug 10, 2016	Dec 10, 2021	no	HOLBROOK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	N•••• G••••	Dec 10, 2021	Dec 8, 2020	-367	Firm change after gap	RIA to RIA
W••• S••••• F•••••••• G••••• I••	A••••••• P••••••••• A•••••••• I••	Aug 10, 2016	Aug 10, 2016

Relationships

Registered with (3)

→ N•••• G••••Registered adviserregistration: current employment
Dec 8, 2020 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 10, 2016 to Dec 10, 2021factForm ADV
→ W••• S••••• F•••••••• G••••• I••Registered adviserregistration: previous registration
Feb 17, 2005 to Aug 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9c5acbc-a34b-61bc-07a3-ca96cfabc3b4
First observed: Feb 17, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.