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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

RICHARD JAMES LONDON

Advisor at LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Las Vegas, NV | ELMHURST, IL

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Search this name across graphsid dfx:ria:a9c5b1b3-b08a-178b-7c9b-ae3616451f2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 12
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 5, 2006
First registration: Sep 6, 2006
Dual registered: yes, broker-dealer
Other names: RICHARD JAMES LONDON|RICHARD JAMES LONDON
IAPD individual key: 5134558

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Apr 26, 2023	n/a	yes	Las Vegas, NV\|ELMHURST, IL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 5, 2020	May 9, 2023	no	LAS VEGAS, NV	Previous registration
COOPER MCMANUS	Independent wealth	Oct 3, 2014	Feb 25, 2020	no	LAS VEGAS, NV\|LAS VEGAS, NV\|Las Vegas, NV\|IRVINE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2013	Oct 17, 2014	no	HENDERSON, NV	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jan 11, 2008	May 16, 2013	no	LAS VEGAS, NV\|SALT LAKE CITY, UT\|LAS VEGAS, NV	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 6, 2006	Sep 5, 2007	no	LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	May 9, 2023	Apr 26, 2023	-13	Firm change	Ibd to ibd
COOPER MCMANUS	SECURITIES AMERICA ADVISORS, INC.	Feb 25, 2020	Mar 5, 2020	9	Firm change	RIA to ibd
LPL FINANCIAL LLC	COOPER MCMANUS	Oct 17, 2014	Oct 3, 2014	-14	Firm change	Other
ZIONS CAPITAL ADVISORS, INC.	LPL FINANCIAL LLC	May 16, 2013	May 16, 2013	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	ZIONS CAPITAL ADVISORS, INC.	Sep 5, 2007	Jan 11, 2008	128	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:109701:NV:2023-04-25	May 9, 2023	Apr 26, 2023	LAS VEGAS, NV	Firm change
111458:110518:CA:2020-02-25	Feb 25, 2020	Mar 5, 2020	IRVINE, CA	Firm change

Relationships

Registered with (6)

→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 5, 2020 to May 9, 2023factForm ADV
→ COOPER MCMANUSRegistered adviserregistration: previous registration
Oct 3, 2014 to Feb 25, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 16, 2013 to Oct 17, 2014factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 11, 2008 to May 16, 2013factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 6, 2006 to Sep 5, 2007factForm ADV

Dated events

Occurred
May 9, 2023
Advisor changed firm
Richard James London left Securities America Advisors, Inc. for Lasalle St. Investment Advisors, L.L.C. (registered 2023-04-26)
Form ADVobserved 6 days ago