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PROFESSIONAL PLANNING COUNSEL, INC., CRD 109340
LA J••••, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| E••• M••••• J•••••• | n/a | LA J••••, CA | 1 | 27 | n/a | no |
| M••••• S•••••• J•••••• | n/a | LA J••••, CA | 0 | 36 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••••• M•••••• S•••••• | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | E | yes | 01/1979 | Jan 6, 2012 | Feb 21, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M••••• S• J•••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| no |
| A•••• J•••••• | n/a | LA J••••, CA | la jolla, CA | 0 | 13 | n/a | no |