DFX Intelligence

K•••• A•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

K•••• A•••••• B••••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Lafayette, LA

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Search this name across graphsid dfx:ria:a9da7f0c-db51-7dc5-b1f2-352b485f8704

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Apr 23, 2026	n/a	yes	Lafayette, LA\|SUMMIT, NJ	Current employment
M•••• A•• A••••••••• L••	State registered	Feb 3, 2023	Apr 10, 2026	no	LAFAYETTE, LA\|LAFAYETTE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• A•• A••••••••• L••	S••••••••• W•••••	Apr 10, 2026	Apr 23, 2026	13	Firm change	Other
I••••• P••••••••• W•••••• L••	M•••• A•• A••••••••• L••	Mar 3, 2023	Feb 3, 2023

Relationships

Registered with (3)

→ S••••••••• W•••••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ M•••• A•• A••••••••• L••Registered adviserregistration: previous registration
Feb 3, 2023 to Apr 10, 2026factForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 21, 2022 to Mar 3, 2023factForm ADV

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
K•••• A•••••• B•••••••• left M•••• A•• A••••••••• L•• for S••••••••• W••••• (registered 2026-04-23)
Form ADVobserved 7 days ago
Occurred
Mar 3, 2023
Advisor changed firm
K•••• A•••••• B•••••••• left I••••• P••••••••• W•••••• L•• for M•••• A•• A••••••••• L•• (registered 2023-02-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9da7f0c-db51-7dc5-b1f2-352b485f8704
First observed: Feb 21, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.