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RIA / WealthAdvisor26 years in industry

MILLARD SCOTT NORRIS

Advisor at ROYAL FUND MANAGEMENT, LLC

LADY LAKE, FL | Overland Park, KS | LaVale, MD

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROYAL FUND MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 7, 1999
First registration: Jul 2, 2003
Dual registered: no
Other names: SCOTT NORRIS
IAPD individual key: 4065167

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Mar 31, 2014	n/a	yes	Overland Park, KS\|LADY LAKE, FL\|LaVale, MD	Current employment
CHIEF ADVISORS CORP	State registered	Feb 10, 2011	Aug 17, 2012	no	LEAWOOD, KS\|SALINA, KS	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Jun 5, 2009	Dec 31, 2010	no	LEAWOOD, KS	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jul 2, 2003	Jun 10, 2009	no	OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHIEF ADVISORS CORP	ROYAL FUND MANAGEMENT, LLC	Aug 17, 2012	Mar 31, 2014	591	Firm change after gap	Other
INVESTMENT ADVISORS CORP	CHIEF ADVISORS CORP	Dec 31, 2010	Feb 10, 2011	41	Firm change	Other
ESI FINANCIAL ADVISORS	INVESTMENT ADVISORS CORP	Jun 10, 2009	Jun 5, 2009	-5	Firm change	Other

Relationships

Registered with (4)

→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 31, 2014 to presentfactForm ADV
→ CHIEF ADVISORS CORPRegistered adviserregistration: previous registration
Feb 10, 2011 to Aug 17, 2012factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Jun 5, 2009 to Dec 31, 2010factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 2, 2003 to Jun 10, 2009factForm ADV

Dated events

No dated event names this entity yet.