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Advisor at O•••• W•••••• I•••
PALM CITY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | PALM CITY, FL | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | May 6, 2022 | Sep 1, 2023 | no | PALM CITY, FL|Palm City, FL|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | O•••• W•••••• I••• | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| O•••• F•• I••• | S•••••••• F••••••••• I••• | May 9, 2022 | May 6, 2022 |
| O•••• F•• I••• | Former SEC adviser | Mar 30, 2020 | May 9, 2022 | no | PALM CITY, FL|PALM CITY, FL|SCOTTSDALE, AZ|LA JOLLA, CA | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Mar 21, 2018 | Apr 3, 2020 | no | NORTH PALM BEACH, FL | Previous registration |
| I••••••••• P•••••••• C••••••••• I••• | Former SEC adviser | Apr 7, 2015 | Dec 31, 2017 | no | BOCA RATON, FL | Previous registration |
| Firm change |
| Ibd to ibd |
| O••••••••• • C•• I••• | O•••• F•• I••• | Apr 3, 2020 | Mar 30, 2020 | -4 | Firm change | Ibd to ibd |
| I••••••••• P•••••••• C••••••••• I••• | O••••••••• • C•• I••• | Dec 31, 2017 | Mar 21, 2018 | 80 | Firm change | Other |