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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CONVERSUS ASSET MANAGEMENT, LLC

CRD 156591

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9efbdfa-3bff-90a4-2e50-1ef879670fa8

Data as of Jul 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 1
Observed: Feb 13, 2012 to Jul 26, 2012
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Conversus Asset Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2012-07-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.9Bgross asset value as reported per fund; never fund size
Custody, client assets: $1.9B
SEC number: 801-73394
CRD: 156591
Filings on the tape: 4
First filed: Feb 13, 2012
Latest filed: Jul 26, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CONVERSUS CAPITAL, L.P.	Private Equity Fund	$1.9B	Jul 26, 2012	400	Feb 13, 2012	reported	021-106506

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONVERSUS CAPITAL, L.P.	LIMITED PARTNER	F	yes	07/2007	Jul 26, 2012	Jul 26, 2012
CONVERSUS CHARITABLE TRUST I	Shareholder	E	yes	07/2007	Jul 26, 2012	Jul 26, 2012
CONVERSUS CHARITABLE TRUST I	Shareholder	E	yes	05/2007	Jul 26, 2012	Jul 26, 2012
CONVERSUS GP, LIMITED	GENERAL PARTNER	F	yes	07/2007	Jul 26, 2012	Jul 26, 2012
CONVERSUS INVESTMENT GP, LIMITED	GENERAL PARTNER	F	yes	07/2007	Jul 26, 2012	Jul 26, 2012
CONVERSUS INVESTMENT PARTNERSHIP, L.P.	SOLE MEMBER	E	yes	07/2012	Jul 26, 2012	Jul 26, 2012
GUILBERT, PAUL, G	INVESTMENT COMMITTEE MEMBER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
HOAGLAND, LAURANCE, R.	INVESTMENT COMMITTEE MEMBER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
LOMBARDO, KIM, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
MATTHEWS, KATHRYN, A	INVESTMENT COMMITTEE MEMBER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
MOYER, ROY, K	MANAGING DIRECTOR	Na	yes	07/2007	Jul 26, 2012	Jul 26, 2012
NORTHERN TRUST FIDUCIARY COMPANY (GUERNSEY) LIMITED	Trustee	F	yes	05/2007	Jul 26, 2012	Jul 26, 2012
SCHNEIDER, TODD, CHRISTOPHER	FINANCIAL DIRECTOR	Na	yes	11/2009	Feb 13, 2012	Jul 26, 2012
SMITH, TIMOTHY, ADAIR	CHIEF FINANCIAL OFFICER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
STROMBERG, PER	INVESTMENT COMMITTEE MEMBER	Na	yes	07/2012	Jul 26, 2012	Jul 26, 2012
SURFBOARD & CO. (CALPERS)	REGISTERED DEPOSITORY UNIT HOLDER	C	yes	07/2007	Jul 26, 2012	Jul 26, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONVERSUS DELAWARE GP, LLC	n/a	n/a	n/a	N	yes	n/a
CONVERSUS GP, LIMITED	n/a	n/a	n/a	N	yes	n/a
CONVERSUS INVESTMENT GP, LIMITED	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	n/a	no

Relationships

Advises (1)

→ CONVERSUS CAPITAL, L.P.Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV

Controls (15)

← GUILBERT, PAUL, GOwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← SMITH, TIMOTHY, ADAIROwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← SCHNEIDER, TODD, CHRISTOPHEROwnerFINANCIAL DIRECTOR, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← STROMBERG, PEROwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← LOMBARDO, KIM, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← HOAGLAND, LAURANCE, R.OwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← MATTHEWS, KATHRYN, AOwnerINVESTMENT COMMITTEE MEMBER, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← MOYER, ROY, KOwnerMANAGING DIRECTOR, ownership code NA, individual
Jul 26, 2012 to presentfactForm ADV
← CONVERSUS CAPITAL, L.P.OwnerLIMITED PARTNER, ownership code F, foreign entity
Jul 26, 2012 to presentfactForm ADV
← CONVERSUS CHARITABLE TRUST IOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 26, 2012 to presentfactForm ADV
← CONVERSUS GP, LIMITEDOwnerGENERAL PARTNER, ownership code F, foreign entity
Jul 26, 2012 to presentfactForm ADV
← CONVERSUS INVESTMENT GP, LIMITEDOwnerGENERAL PARTNER, ownership code F, foreign entity
Jul 26, 2012 to presentfactForm ADV
← CONVERSUS INVESTMENT PARTNERSHIP, L.P.OwnerSOLE MEMBER, ownership code E, foreign entity
Jul 26, 2012 to presentfactForm ADV
← NORTHERN TRUST FIDUCIARY COMPANY (GUERNSEY) LIMITEDOwnerTRUSTEE, ownership code F, foreign entity
Jul 26, 2012 to presentfactForm ADV
← SURFBOARD & CO. (CALPERS)OwnerREGISTERED DEPOSITORY UNIT HOLDER, ownership code C, domestic entity
Jul 26, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9efbdfa-3bff-90a4-2e50-1ef879670fa8
First observed: Feb 13, 2012
Last observed: Jul 26, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONVERSUS ASSET MANAGEMENT, LLC

CRD 156591

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9efbdfa-3bff-90a4-2e50-1ef879670fa8

Data as of Jul 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CONVERSUS CAPITAL, L.P.

Private Equity Fund

$1.9B

Jul 26, 2012

400

Feb 13, 2012

reported

021-106506

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONVERSUS CAPITAL, L.P.

LIMITED PARTNER

yes

07/2007

Jul 26, 2012

CONVERSUS CHARITABLE TRUST I

Shareholder

yes

07/2007

Jul 26, 2012

CONVERSUS CHARITABLE TRUST I

Shareholder

yes

05/2007

Jul 26, 2012

CONVERSUS GP, LIMITED

GENERAL PARTNER

yes

07/2007

Jul 26, 2012

CONVERSUS INVESTMENT GP, LIMITED

GENERAL PARTNER

yes

07/2007

Jul 26, 2012

CONVERSUS INVESTMENT PARTNERSHIP, L.P.

SOLE MEMBER

yes

07/2012

Jul 26, 2012

GUILBERT, PAUL, G

INVESTMENT COMMITTEE MEMBER

yes

07/2012

Jul 26, 2012

HOAGLAND, LAURANCE, R.

INVESTMENT COMMITTEE MEMBER

yes

07/2012

Jul 26, 2012

LOMBARDO, KIM, MARIE

CHIEF COMPLIANCE OFFICER

yes

07/2012

Jul 26, 2012

MATTHEWS, KATHRYN, A

INVESTMENT COMMITTEE MEMBER

yes

07/2012

Jul 26, 2012

MOYER, ROY, K

MANAGING DIRECTOR

yes

07/2007

Jul 26, 2012

NORTHERN TRUST FIDUCIARY COMPANY (GUERNSEY) LIMITED

Trustee

yes

05/2007

Jul 26, 2012

SCHNEIDER, TODD, CHRISTOPHER

FINANCIAL DIRECTOR

yes

11/2009

Feb 13, 2012

Jul 26, 2012

SMITH, TIMOTHY, ADAIR

CHIEF FINANCIAL OFFICER

yes

07/2012

Jul 26, 2012

STROMBERG, PER

INVESTMENT COMMITTEE MEMBER

yes

07/2012

Jul 26, 2012

SURFBOARD & CO. (CALPERS)

REGISTERED DEPOSITORY UNIT HOLDER

yes

07/2007

Jul 26, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONVERSUS DELAWARE GP, LLC

n/a

yes

n/a

CONVERSUS GP, LIMITED

n/a

yes

n/a

CONVERSUS INVESTMENT GP, LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Charlotte

United States

n/a