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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

ROBERT DAVID KLEIN

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Cincinnati, OH | Wyoming, OH

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Search this name across graphsid dfx:ria:aa008213-b13a-7988-c2c7-e8a1b7578570

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 3, 1992
First registration: May 13, 1999
Dual registered: yes, broker-dealer
Other names: ROBERT KLEIN
IAPD individual key: 2261890

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	Cincinnati, OH\|Wyoming, OH	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Mar 16, 2012	Oct 18, 2019	no	CINCINNATI, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Mar 19, 2012	no	CINCINNATI, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 13, 1999	Jan 1, 2008	no	CINCINNATI, OH\|ST. LOUIS, MO\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
WELLS FARGO ADVISORS	J.J.B. HILLIARD, W.L. LYONS, LLC	Mar 19, 2012	Mar 16, 2012	-3	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Mar 16, 2012 to Oct 18, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Mar 19, 2012factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 13, 1999 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.