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C•••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C•••••••• C•••••• P•••••••• L••

CRD 242798

BOSTON, MA

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Search this name across graphsid dfx:ria:aa099def-d0fc-6876-c7e9-336fdc841051

Data as of Jun 10, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 1
Observed: Feb 10, 2016 to Jun 10, 2016
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• C•••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 10
Advisory employees: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
SEC number

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• H••••••••• E••••••• A••• P••••• F•••• L•	Hedge Fund	$25.1M	Sep 25, 2017	1	Feb 10, 2016	reported	n/a
C•••••••• H••••••••• E••••••• A••• P••••• F•••••• L•	Hedge Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• N••••••• M•••••	MANAGER MEMBER - CHIEF INVESTMENT OFFICER	C	yes	04/2015	Feb 10, 2016	Jun 10, 2016
N••••• F••••	MANAGER MEMBER - CEO	C	yes	04/2015	Feb 10, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
C•••••••• P•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	n/a	no

Relationships

Advises (4)

→ C•••••••• H••••••••• E••••••• A••• I••••••• F•••••• L•Private fundPrivate Equity Fund, ERA
May 3, 2017 to presentfactForm ADV
→ C•••••••• H••••••••• E••••••• A••• I••••••• F•••• L•Private fundPrivate Equity Fund, ERA
Feb 10, 2016 to presentfactForm ADV
→ C•••••••• H••••••••• E••••••• A••• P••••• F•••• L•Private fundHedge Fund, ERA
Feb 10, 2016 to presentfactForm ADV
→ C•••••••• H••••••••• E••••••• A••• P••••• F•••••• L•

Dated events

Occurred
Feb 10, 2016
First Form ADV filing
C•••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa099def-d0fc-6876-c7e9-336fdc841051
First observed: Feb 10, 2016
Last observed: Jun 10, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.