DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner19 years in industry

ELIZABETH ARIEL WARD

Advisor at ABACUS WEALTH PARTNERS

SANTA MONICA, CA | Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa10bcfb-e566-67fd-00dd-6bde780525fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ABACUS WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 4, 2008
First registration: Aug 5, 2008
Dual registered: no
Other names: ELIZABETH ARIEL MADDOX
IAPD individual key: 5401219

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ABACUS WEALTH PARTNERS	Independent wealth	Aug 3, 2019	n/a	yes	Charlotte, NC\|SANTA MONICA, CA	Current employment
WORKABLE WEALTH	n/a	Apr 12, 2018	May 31, 2019	no	Charlotte, NC\|CHULA VISTA, CA	Previous registration
A. WARD FINANCIAL PLANNING LLC	n/a	Mar 20, 2018	Apr 18, 2018	no	CHARLOTTE, NC	Previous registration
FIRST FINANCIAL GROUP	Independent wealth	Feb 20, 2013	Jan 31, 2018	no	RALEIGH, NC	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 5, 2008	Dec 31, 2011	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORKABLE WEALTH	ABACUS WEALTH PARTNERS	May 31, 2019	Aug 3, 2019	64	Firm change	Other
A. WARD FINANCIAL PLANNING LLC	WORKABLE WEALTH	Apr 18, 2018	Apr 12, 2018	-6	Firm change	Other
FIRST FINANCIAL GROUP	A. WARD FINANCIAL PLANNING LLC	Jan 31, 2018	Mar 20, 2018	48	Firm change	Other
CETERA ADVISORS LLC	FIRST FINANCIAL GROUP	Dec 31, 2011	Feb 20, 2013	417	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168011:128590:CA:2019-05-31	May 31, 2019	Aug 3, 2019	CHULA VISTA, CA	Firm change

Relationships

Registered with (5)

→ ABACUS WEALTH PARTNERSRegistered adviserregistration: current employment
Aug 3, 2019 to presentfactForm ADV
→ WORKABLE WEALTHRegistered adviserregistration: previous registration
Apr 12, 2018 to May 31, 2019factForm ADV
→ A. WARD FINANCIAL PLANNING LLCRegistered adviserregistration: previous registration
Mar 20, 2018 to Apr 18, 2018factForm ADV
→ FIRST FINANCIAL GROUPRegistered adviserregistration: previous registration
Feb 20, 2013 to Jan 31, 2018factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 5, 2008 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.