DFX Intelligence

S••••• W••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• W••• C••••••

S••••• W••• C•••••• LLC, CRD 318517

BROOKLYN, NY

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Search this name across graphsid dfx:ria:aa231403-f161-c7de-89bf-c536e0a01fb5

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2022 to Mar 31, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.84 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $429M••• Locked
Discretionary RAUM: $429M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• W••• P•••••••• L•	Hedge Fund	$10.4M	Mar 27, 2024	4	Feb 14, 2023	reported	021-459694

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• R•••• G•	Member	E	yes	10/2021	Jan 20, 2022	Mar 27, 2024
A••••••••• K•••• G••••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	no	06/2022	Jun 16, 2022	Mar 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$429M	$105M	309.5%	$38.5M	123.4%	4	3	0	0

Relationships

Advises (1)

→ S••••• W••• P•••••••• L•Private fundHedge Fund, IA
Feb 14, 2023 to presentfactForm ADV

Controls (1)

← A•••••••• R•••• G•OwnerMEMBER, ownership code E, individual
Jan 20, 2022 to Mar 27, 2024factForm ADV

Owns (1)

← A••••••••• K•••• G••••••OwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 16, 2022 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
S••••• W••• C•••••• reported RAUM $428.8M, up 310% from $104.7M (2025-03-28 to 2026-03-31)
Form ADVobserved 7 days ago
$324M
Occurred
Jan 20, 2022
First Form ADV filing
S••••• W••• C•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa231403-f161-c7de-89bf-c536e0a01fb5
First observed: Jan 20, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.