DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A•••••••• L••
JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A•••••••• L•• | Bd affiliated wealth | Jul 2, 2024 | n/a | yes | JERSEY CITY, NJ | Current employment |
| B•• W••••• S••••••••• L•• | Independent wealth | Dec 3, 2020 | Jun 4, 2024 | no | BASKING RIDGE, NJ|Basking Ridge, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• W••••• S••••••••• L•• | S•••••••• A•••••••• L•• | Jun 4, 2024 | Jul 2, 2024 | 28 | Firm change | RIA to ibd |
| M•• I•••••••• S•••••••• L•• | B•• W••••• S••••••••• L•• | Oct 26, 2020 | Dec 3, 2020 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 18, 2020 | Oct 26, 2020 | no | Iselin, NJ | Previous registration |
| H•••••• • W•••• A•••• M••••••••• I••• | Bd affiliated wealth | Apr 13, 2015 | Feb 11, 2020 | no | PARSIPPANY, NJ | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jun 1, 2012 | Jul 27, 2012 | no | FLEMINGTON, NJ | Previous registration |
| 38 |
| Firm change |
| Ibd to RIA |
| H•••••• • W•••• A•••• M••••••••• I••• | M•• I•••••••• S•••••••• L•• | Feb 11, 2020 | Feb 18, 2020 | 7 | Firm change | Ibd to ibd |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | H•••••• • W•••• A•••• M••••••••• I••• | Jul 27, 2012 | Apr 13, 2015 | 990 | Firm change after gap | Other |