DFX Intelligence

S••• A••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S••• A••• M••••••

Advisor at D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:aa3009b7-40ec-76b0-d97b-7779dd3583f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••	Independent wealth	Jul 2, 2010	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Jan 3, 2003	Mar 11, 2003	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••	Mar 11, 2003	Jul 2, 2010	2,670	Firm change after gap	Other
C••• W•••• M•••••• C••••	O••••••••• • C•• I•••	Jan 3, 2003	Jan 3, 2003

Relationships

Registered with (3)

→ D•••• • D•••••••• P•••••• I••••••••• C••••••• I•••Registered adviserregistration: current employment
Jul 2, 2010 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jan 3, 2003 to Mar 11, 2003factForm ADV
→ C••• W•••• M•••••• C••••Registered adviserregistration: previous registration
Apr 12, 2002 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa3009b7-40ec-76b0-d97b-7779dd3583f9
First observed: Apr 12, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.