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D•••• J•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D•••• J•• R••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

Marion, IN | FORT WAYNE, IN

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Search this name across graphsid dfx:ria:aa36d663-7b21-6a31-96be-59c1e51dad63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 26, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	May 6, 2014	n/a	yes	FORT WAYNE, IN\|Marion, IN	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 31, 2009	Apr 3, 2014	no	MARION, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Apr 3, 2014	May 6, 2014	33	Firm change	Ibd to ibd
N•••••• I••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Mar 31, 2009	Mar 31, 2009

Relationships

Registered with (3)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
May 6, 2014 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2009 to Apr 3, 2014factForm ADV
→ N•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2002 to Mar 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa36d663-7b21-6a31-96be-59c1e51dad63
First observed: Jul 30, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.