DFX Intelligence

E••• T••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

E••• T••• H•••••••••

Advisor at A••••• A•• P••••••• S•••••••

BALTIMORE, MD | Crofton, MD

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Search this name across graphsid dfx:ria:aa388a4a-cf15-5327-1046-6813915f766d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Apr 22, 2014	n/a	yes	BALTIMORE, MD\|Crofton, MD	Current employment
M•• S••••••••• I•••	n/a	Nov 21, 2011	Apr 4, 2014	no	BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• I•••	A••••• A•• P••••••• S•••••••	Apr 4, 2014	Apr 22, 2014	18	Firm change	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	M•• S••••••••• I•••	Nov 3, 2011	Nov 21, 2011

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Apr 22, 2014 to presentfactForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2011 to Apr 4, 2014factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2011 to Nov 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa388a4a-cf15-5327-1046-6813915f766d
First observed: Jul 5, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.