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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LAKEWOOD RANCH, FL | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 15, 2018 | n/a | yes | Sarasota, FL|LAKEWOOD RANCH, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 2, 2009 | May 15, 2018 | no | SARASOTA, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 20, 1996 | Apr 9, 2009 | no | SARASOTA, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 15, 2018 | May 15, 2018 | 0 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Apr 9, 2009 | Apr 2, 2009 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:FL:2018-05-08 | May 15, 2018 | May 15, 2018 | SARASOTA, FL | Firm change |